DFX Intelligence

P•• R••••••••• C•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

P•• R••••••••• C•••••••••

PHD C••••••••• LLC, CRD 304989

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:aa41882a-13e9-531a-4b1f-0612d43f1afb

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 1
Observed: Jul 12, 2019 to Sep 16, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

P•• R••••••••• C•••••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $559M••• Locked
Discretionary RAUM: $239M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $559Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••• L•••• R•••••••	n/a	OVERLAND PARK, KS	7	22	5	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••••• T•••• L••••	MANAGING MEMBER / CCO	E	yes	07/2019	Jul 12, 2019	Mar 5, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$559M	$398M	40.3%	$136M	60.2%	7	5	0	0

Relationships

Registered with (2)

← T••• L•••• R•••••••Advisorregistration: current employment
Aug 12, 2019 to presentfactForm ADV
← Mercedes LeTroy GivensAdvisorregistration: previous registration
Aug 12, 2019 to Jun 30, 2020factForm ADV

Controls (1)

← R•••••••• T•••• L••••OwnerMANAGING MEMBER / CCO, ownership code E, individual
Jul 12, 2019 to Mar 5, 2024factForm ADV

Dated events

Occurred
Mar 25, 2026
Regulatory AUM changed
P•• R••••••••• C••••••••• reported RAUM $506.2M, up 27% from $398.4M (2025-03-28 to 2026-03-25)
Form ADVobserved 7 days ago
$108M
Occurred
Mar 5, 2024
Regulatory AUM changed
P•• R••••••••• C••••••••• reported RAUM $394.6M, up 190% from $136.0M (2023-03-31 to 2024-03-05)
Form ADVobserved 7 days ago
$259M
Occurred
Jul 12, 2019
First Form ADV filing
P•• R••••••••• C••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa41882a-13e9-531a-4b1f-0612d43f1afb
First observed: Jul 12, 2019
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.