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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SIERRA GLOBAL MANAGEMENT, LLC

CRD 161598

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa41d30e-6016-7c80-6590-66ea94b91726

Data as of May 19, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 7
On other graphs: 0
Observed: Feb 17, 2012 to May 19, 2023
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $145MItem 5.F on the latest filing (2023-05-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $145M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $75.4Mgross asset value as reported per fund; never fund size
Custody, client assets: $75.4M
SEC number: 801-118613
CRD: 161598
Filings on the tape: 15
First filed: Feb 17, 2012
Latest filed: May 19, 2023
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SIERRA EUROPE MASTER, LTD.	Hedge Fund	$64.1M	May 19, 2023	51	Mar 2, 2017	reported	021-145805
SIERRA EUROPE QP, LP	Hedge Fund	$39.4M	Mar 30, 2015	5	Mar 28, 2013	dropped	021-176552
SIERRA EUROPE, L.P.	Hedge Fund	$36.6M	Mar 15, 2019	20	Feb 17, 2012	dropped	021-145805
SIERRA EUROPE OFFSHORE LTD - EURO	Hedge Fund	$21.4M	Mar 15, 2019	10	Mar 28, 2013	dropped	021-145804
SIERRA CHINA MASTER FUND, L.P.	Hedge Fund	$16.4M	Mar 30, 2015	3	Aug 5, 2014	dropped	n/a
SIERRA CLIMATE MASTER, LTD.	Hedge Fund	$11.2M	May 19, 2023	17	Mar 28, 2022	reported	n/a
SIERRA EUROPE OFFSHORE LTD - USD	Hedge Fund	$10.8M	Mar 15, 2019	9	Feb 17, 2012	dropped	021-145804

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALB, CRIN, STEFAN	President	Na	yes	03/2023	Mar 30, 2023	May 19, 2023
DECANIO, SUSAN, NMI	CHIEF COMPLIANCE OFFICER & MANAGER OF OPERATIONS	Na	yes	03/2020	Mar 30, 2020	May 19, 2023
MICHAELS, CHARLES, FRANKLIN	CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER	E	yes	05/1996	Feb 17, 2012	May 19, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SIERRA GLOBAL ASSOCIATES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 30, 2023	$145M	$145M	5	4	0	2	$75.4M
2021	Mar 28, 2022	$132M	$132M	6	5	0	2	$62.1M
2020	Mar 26, 2021	$69.8M	$69.8M	5	2	0	1	$69.8M
2015	Mar 29, 2016	$307M	$307M	10	7	n/a	3	$150M
2014	Mar 30, 2015	$453M	$453M	12	9	n/a	5	$245M
2013	Mar 28, 2014	$450M	$450M	12	8	n/a	4	$278M
2012	Mar 28, 2013	$381M	$381M	11	8	n/a	4	$240M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$145M	$132M	10.0%	n/a	n/a	5	6	0	0

Relationships

Advises (7)

→ SIERRA EUROPE MASTER, LTD.Private fundHedge Fund, IA
Mar 2, 2017 to presentfactForm ADV
→ SIERRA CLIMATE MASTER, LTD.Private fundHedge Fund, IA
Mar 28, 2022 to presentfactForm ADV
→ SIERRA EUROPE OFFSHORE LTD - EUROPrivate fundHedge Fund, ERA, no longer reported
Mar 28, 2013 to Mar 15, 2019factForm ADV
→ SIERRA EUROPE, L.P.Private fundHedge Fund, ERA, no longer reported
Feb 17, 2012 to Mar 15, 2019factForm ADV
→ SIERRA EUROPE OFFSHORE LTD - USDPrivate fundHedge Fund, ERA, no longer reported
Feb 17, 2012 to Mar 15, 2019factForm ADV
→ SIERRA CHINA MASTER FUND, L.P.Private fundHedge Fund, IA, no longer reported
Aug 5, 2014 to Mar 30, 2015factForm ADV
→ SIERRA EUROPE QP, LPPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2013 to Mar 30, 2015factForm ADV

Controls (3)

← MICHAELS, CHARLES, FRANKLINOwnerCHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER, ownership code E, individual
Feb 17, 2012 to presentfactForm ADV
← ALB, CRIN, STEFANOwnerPRESIDENT, ownership code NA, individual
Mar 30, 2023 to presentfactForm ADV
← DECANIO, SUSAN, NMIOwnerCHIEF COMPLIANCE OFFICER & MANAGER OF OPERATIONS, ownership code NA, individual
Mar 30, 2020 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2023
Control person left
Paul Daniel Glatt (President) no longer on Schedule A of Sierra Global Management, Llc (listed 2022-12-22, absent 2023-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2023
Control person joined
Stefan Crin Alb (President) appeared on Schedule A of Sierra Global Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 26, 2021
Control person joined
Paul Daniel Glatt (President) appeared on Schedule A of Sierra Global Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
First Form ADV filing
Sierra Global Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Sierra Global Management, Llc reported RAUM $96.3M, down 69% from $307.2M (2016-03-29 to 2020-03-30)
Form ADVobserved 4 days ago
$-211M
Occurred
Mar 30, 2020
Control person joined
Nmi Susan Decanio (Chief Compliance Officer And Manager Of Operations) appeared on Schedule A of Sierra Global Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Control person left
John Craig Peretz (Coo/Cfo/Chief Compliance Officer) no longer on Schedule A of Sierra Global Management, Llc (listed 2016-03-29, absent 2020-03-30)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa41d30e-6016-7c80-6590-66ea94b91726
First observed: Feb 17, 2012
Last observed: May 19, 2023 40 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SIERRA GLOBAL MANAGEMENT, LLC

CRD 161598

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa41d30e-6016-7c80-6590-66ea94b91726

Data as of May 19, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SIERRA EUROPE MASTER, LTD.

Hedge Fund

$64.1M

May 19, 2023

Mar 2, 2017

reported

021-145805

SIERRA EUROPE QP, LP

Hedge Fund

$39.4M

Mar 30, 2015

Mar 28, 2013

dropped

021-176552

SIERRA EUROPE, L.P.

Hedge Fund

$36.6M

Mar 15, 2019

Feb 17, 2012

dropped

021-145805

SIERRA EUROPE OFFSHORE LTD - EURO

Hedge Fund

$21.4M

Mar 15, 2019

Mar 28, 2013

dropped

021-145804

SIERRA CHINA MASTER FUND, L.P.

Hedge Fund

$16.4M

Mar 30, 2015

Aug 5, 2014

dropped

n/a

SIERRA CLIMATE MASTER, LTD.

Hedge Fund

$11.2M

May 19, 2023

Mar 28, 2022

reported

n/a

SIERRA EUROPE OFFSHORE LTD - USD

Hedge Fund

$10.8M

Mar 15, 2019

Feb 17, 2012

dropped

021-145804

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALB, CRIN, STEFAN

President

yes

03/2023

Mar 30, 2023

May 19, 2023

DECANIO, SUSAN, NMI

CHIEF COMPLIANCE OFFICER & MANAGER OF OPERATIONS

yes

03/2020

Mar 30, 2020

May 19, 2023

MICHAELS, CHARLES, FRANKLIN

CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER

yes

05/1996

Feb 17, 2012

May 19, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SIERRA GLOBAL ASSOCIATES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 30, 2023

$145M

$75.4M

2021

Mar 28, 2022

$132M

$62.1M

2020

Mar 26, 2021

$69.8M

2015

Mar 29, 2016

$307M

n/a

$150M

2014

Mar 30, 2015

$453M

n/a

$245M

2013

Mar 28, 2014

$450M

n/a

$278M

2012

Mar 28, 2013

$381M

n/a

$240M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$145M

$132M

10.0%

n/a