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Advisor at LPL FINANCIAL LLC
MISSOURI CITY, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 16, 2022 | n/a | yes | MISSOURI CITY, TX | Current employment |
| EDWARD JONES | National bd RIA | Feb 19, 2016 | Jun 21, 2022 | no | RICHMOND, TX|ST LOUIS, MO|NEEDVILLE, TX|SUGAR LAND, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | LPL FINANCIAL LLC | Jun 21, 2022 | Jun 16, 2022 | -5 | Firm change | Ibd to RIA |