DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at GLOBAL INVESTMENT COMPANY
OAKLAND, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GLOBAL INVESTMENT COMPANY | State registered | May 3, 2024 | n/a | yes | OAKLAND, CA | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jan 4, 2010 | Dec 31, 2016 | no | BENICIA, CA|OAKLAND, CA|PLEASANT HILL, CA|OAKLAND, CA | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 8, 2009 | Dec 15, 2009 | no | BENICIA, CA|DUBLIN, CA|BENICIA, CA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Apr 16, 2004 | Dec 31, 2008 | no | BENICIA, CA|Livermore, CA|PLEASANT HILL, CA|BENICIA, CA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | May 7, 1999 | Dec 31, 2003 | no | OAKLAND, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | GLOBAL INVESTMENT COMPANY | Dec 31, 2016 | May 3, 2024 | 2,680 | Firm change after gap | Other |
| WOODBURY FINANCIAL SERVICES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 15, 2009 | Jan 4, 2010 | 20 | Firm change | Other |
| CETERA ADVISOR NETWORKS LLC | WOODBURY FINANCIAL SERVICES, INC. | Dec 31, 2008 | Jan 8, 2009 | 8 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | CETERA ADVISOR NETWORKS LLC | Dec 31, 2003 | Apr 16, 2004 | 107 | Firm change | Other |