This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RFG ADVISORY, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 1992earliest registration or exam on IAPD

Years in industry

33derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66

First exam

Jan 21, 2022

First registration

Jan 25, 2022

Dual registered

yes, broker-dealer

Other names

Julie Ann King|Julie Ann Warner|Julie King Warner

IAPD individual key

7414209

• Occurred

  May 1, 2023
  Advisor changed firm

  Julie King Knotts left Cetera Investment Advisers Llc for Rfg Advisory, Llc (registered 2023-05-15)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:aa50bdbf-d55b-0b33-6ace-b6db9390dc4f

First observed

Jan 25, 2022

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.