This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0

Regulatory AUM

$183MItem 5.F on the latest filing (2026-04-10); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$183M

Private client RAUM

$182MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$45.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

429

Individual clients

141

High net worth clients

53

Custody, client assets

$37.8M

SEC number

801-132809

CRD

336314

Filings on the tape

6

First filed

May 22, 2025

Latest filed

Apr 10, 2026

Organised

Limited Liability Company, NC

Website

sledgeandcompany.com

• Occurred

  Jul 16, 2025
  Team lift-out

  3 advisors left The Wealth Group, LTD (High Point, NC) for Sledge And Company Wealth Advisors on the same day

  Form ADVobserved 6 days ago
  3 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:aa53a1ce-636e-3927-42b3-09ebac2269ea

First observed

May 22, 2025

Last observed

Apr 10, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.