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Advisor at TOTAL WEALTH ADVISORS, LLC
HOPKINS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TOTAL WEALTH ADVISORS, LLC | Independent wealth | Dec 4, 2013 | n/a | yes | HOPKINS, MN | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 16, 2007 | Nov 4, 2013 | no | WAYZATA, MN | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 13, 2006 | Mar 7, 2007 | no | EDINA, MN|EDINA, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | TOTAL WEALTH ADVISORS, LLC | Nov 4, 2013 | Dec 4, 2013 | 30 | Firm change | Wirehouse to RIA |
| RBC CAPITAL MARKETS, LLC | UBS FINANCIAL SERVICES INC. | Mar 7, 2007 | Feb 16, 2007 | -19 | Firm change | Ibd to wirehouse |