DFX Intelligence

C••• D•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

C••• D•••• F••••••

Advisor at A••••••••• L••

LOS ANGELES, CA | NEW YORK, NY

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Search this name across graphsid dfx:ria:aa5e70c2-2c03-f743-c6bb-8336139320c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Feb 10, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••• D•••• F••••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 25, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L••	Independent wealth	Aug 6, 2008	n/a	yes	LOS ANGELES, CA\|NEW YORK, NY	Current employment
K•• I••••••••• A••••••• L••	n/a	Feb 10, 2005	May 20, 2008	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• I••••••••• A••••••• L••	A••••••••• L••	May 20, 2008	Aug 6, 2008	78	Firm change	Other

Relationships

Registered with (2)

→ A••••••••• L••Registered adviserregistration: current employment
Aug 6, 2008 to presentfactForm ADV
→ K•• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 10, 2005 to May 20, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa5e70c2-2c03-f743-c6bb-8336139320c8
First observed: Feb 10, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.