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UPPER90 CAPITAL MANAGEMENT, LP, CRD 304179
PROVIDENCE, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| UPPER90 FUND III PARALLEL MASTER, LP | Private Equity Fund | $362M | Mar 27, 2024 | 345 | Mar 27, 2024 | reported | 021-479843 |
| UPPER90 FUND II, LP | Hedge Fund | $187M | Mar 27, 2024 | 308 | Mar 31, 2021 | reported | 021-373789 |
| UPPER90 THRASIO, LLC | Private Equity Fund | $67.9M | Mar 28, 2023 | 41 | Jun 10, 2019 | reported | 021-337240 |
| UPPER90 THRASIO VII, LLC | Private Equity Fund | $67.6M | Mar 28, 2023 | 162 | Mar 31, 2021 | reported | 021-389626 |
| UPPER90 THRASIO III SPV LLC | Private Equity Fund | $63.5M | Mar 28, 2023 | 40 | Mar 30, 2020 | reported | 021-355753 |
| UPPER90 THRASIO V SPV LLC | Private Equity Fund | $51.1M | Mar 28, 2023 | 59 | Mar 30, 2022 | reported | 021-369048 |
| UPPER90 ECOMMERCE OPPORTUNITIES FUND, LP | Private Equity Fund | $48.8M | Mar 27, 2024 | 119 | Mar 30, 2022 | reported | 021-395345 |
| UPPER90 THRASIO IV LLC | Private Equity Fund | $40.6M | Mar 28, 2023 | 13 | Jun 28, 2020 | reported | 021-361973 |
| THRASIO ACQUISITION PARTNERS II LLC | Private Equity Fund | $40.0M | Mar 28, 2023 | 34 | Mar 30, 2022 | reported | 021-422875 |
| UPPER90 FUND, LP | Private Equity Fund | $34.2M | Mar 27, 2024 | 103 | Jun 10, 2019 | reported | 021-315271 |
| UPPER90 LOAN SPV I LLC | Private Equity Fund | $30.2M | Jun 21, 2022 | 91 | Mar 31, 2021 | dropped | 021-395500 |
| UPPER90 CRUSOE II SPV, LLC | Private Equity Fund | $26.8M | Mar 27, 2024 | 100 | Mar 30, 2022 | reported | 021-378549 |
| ELEVATE ACQUISITION IV S LLC | Private Equity Fund | $23.3M | Mar 27, 2024 | 98 | Mar 30, 2022 | reported | 021-405089 |
| UPPER90 THRASIO IX SPV LLC | Private Equity Fund | $17.6M | Mar 28, 2023 | 9 | Mar 30, 2022 | reported | 021-426729 |
| UPPER90 FUND III, LP | Private Equity Fund | $16.6M | Mar 27, 2024 | 238 | Mar 28, 2023 | reported | 021-450982 |
| ELEVATE ACQUISITION VII S LLC | Private Equity Fund | $13.2M | Mar 27, 2024 | 1 | Mar 30, 2022 | reported | 021-417707 |
| UPPER90 CRUSOE EQUITY II SPV LLC | Private Equity Fund | $11.6M | Mar 27, 2024 | 31 | Mar 31, 2021 | reported | 021-384361 |
| UPPER90 CRUSOE EQUITY III SPV LLC | Private Equity Fund | $10.3M | Mar 27, 2024 | 33 | Mar 30, 2022 | reported | 021-397048 |
| UPPER90 CRUSOE EQUITY SPV LLC | Private Equity Fund | $10.3M | Mar 27, 2024 | 34 | Mar 30, 2020 | reported | 021-356338 |
| UPPER90 CRUSOE LOAN SPV LLC | Private Equity Fund | $10.3M | Mar 27, 2024 | 0 | Mar 27, 2024 | reported | 021-494361 |
| UPPER90 HEROES EQUITY SPV LLC | Private Equity Fund | $9.9M | Mar 27, 2024 | 67 | Mar 28, 2023 | reported | 021-430967 |
| UPPER90 CRUSOE EQUITY IV SPV LLC | Private Equity Fund | $8.9M | Mar 27, 2024 | 47 | Mar 28, 2023 | reported | 021-441777 |
| UPPER90 OCTANE EQUITY SPV LLC | Private Equity Fund | $8.2M | Mar 27, 2024 | 16 | Mar 31, 2021 | reported | 021-372020 |
| UPPER90 BEACON EQUITY SPV LLC | Private Equity Fund | $8.0M | Mar 27, 2024 | 74 | Mar 30, 2022 | reported | 021-409937 |
| UPPER90 OCTANE EQUITY SPV II LLC | Private Equity Fund | $7.3M | Mar 27, 2024 | 45 | Mar 30, 2022 | reported | 021-401778 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FINGER, JASON | CHAIRMAN AND LIMITED PARTNER | B | yes | 11/2021 | Mar 30, 2022 | Mar 27, 2024 |
| GEIST, WILLIAM, CARROLL | MANAGING PARTNER | B | yes | 01/2024 | Mar 27, 2024 | Mar 27, 2024 |
| LIBBY, WILLIAM, KOGOD | MANAGING MEMBER | D | yes | 01/2020 | Jun 28, 2020 | Mar 27, 2024 |
| LIBBY, WILLIAM, KOGOD | CHIEF EXECUTIVE OFFICE, LIMITED PARTNER | D | yes | 04/2018 | Jun 28, 2020 | Mar 27, 2024 |
| UPPER90 HOLDINGS LLC | GENERAL PARTNER | Na | yes | 01/2020 | Jun 28, 2020 | Mar 27, 2024 |
| VILKIN, GREGORY, NMN | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | Na | yes | 03/2022 | Mar 30, 2022 | Mar 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| UPPER90 FUND III GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| UPPER90 PARTNERS EQUITY GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| UPPER90 PARTNERS EQUITY SPV GP II LLC | n/a | n/a | n/a | N | yes | n/a |
| UPPER90 PARTNERS EQUITY SPV GP III LLC | n/a | n/a | n/a | N | yes | n/a |
| UPPER90 PARTNERS EQUITY SPV GP LLC | n/a | n/a | n/a | N | yes | n/a |
| UPPER90 PARTNERS GP II, LLC | n/a | n/a | n/a | N | yes | n/a |
| UPPER90 PARTNERS GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| UPPER90 PARTNERS SPV GP II, LLC | n/a | n/a | n/a | N | yes | n/a |
| UPPER90 PARTNERS SPV GP III, LLC | n/a | n/a | n/a | N | yes | n/a |
| UPPER90 PARTNERS SPV GP IV, LLC | n/a | n/a | n/a | N | yes | n/a |
| UPPER90 PARTNERS SPV GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 7 | no |
| Baltimore | Md | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $1.1B | $1.1B | 18 | 11 | 2 | 31 | n/a |
| 2024 | Mar 27, 2025 | $920M | $920M | 18 | 9 | 2 | 29 | n/a |
| 2023 | Mar 27, 2024 | $816M | $816M | 20 | 10 | 2 | 25 | $816M |
| 2022 | Mar 28, 2023 | $1.0B | $1.0B | 20 | 12 | 1 | 31 | $1.0B |
| 2021 | Mar 30, 2022 | $1.0B | $1.0B | 22 | 9 | 0 | 31 | $1.0B |
| 2020 | Mar 31, 2021 | $449M | $449M | 19 | 8 | 0 | 16 | $449M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $920M | 20.2% | $1.0B | 1.8% | 18 | 18 | 2 | 2 |