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RIA / WealthAdvisor10 years in industry

LAUREY LEIKO Shibuya

Advisor at FINANCIAL PLANNING HAWAII, INC.

HONOLULU, HI

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Search this name across graphsid dfx:ria:aa731bcc-43f1-eb0b-8666-750063c67f75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 9, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FINANCIAL PLANNING HAWAII, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 6, 2019
First registration: Sep 9, 2019
Dual registered: no
Other names: Laurey Hiu|Laurey Smith|LAUREY LEIKO SHINTANI|Laurey Shintani
IAPD individual key: 6685297

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FINANCIAL PLANNING HAWAII, INC.	Independent wealth	Feb 24, 2026	n/a	yes	HONOLULU, HI	Current employment
FINANCIAL PLANNING HAWAII, INC.	Independent wealth	Jan 21, 2022	Mar 6, 2024	no	HONOLULU, HI	Previous registration
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Jan 5, 2022	Oct 4, 2023	no	Honolulu, HI\|TAMPA, FL	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Apr 29, 2021	Jan 11, 2022	no	HONOLULU, HI	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 19, 2020	Jan 20, 2021	no	Honolulu, HI\|Honolulu, HI	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Sep 9, 2019	Apr 3, 2020	no	Thousand Oaks, CA\|Scottsdale, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J. W. COLE ADVISORS, INC.	FINANCIAL PLANNING HAWAII, INC.	Oct 4, 2023	Jan 21, 2022	-621	Firm change after gap	Ibd to RIA
PARK AVENUE SECURITIES LLC	J. W. COLE ADVISORS, INC.	Jan 11, 2022	Jan 5, 2022	-6	Firm change	Ibd to RIA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	PARK AVENUE SECURITIES LLC	Jan 20, 2021	Apr 29, 2021	99	Firm change	Ibd to ibd
THRIVENT INVESTMENT MANAGEMENT INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 3, 2020	Nov 19, 2020	230	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ FINANCIAL PLANNING HAWAII, INC.Registered adviserregistration: previous registration
Jan 21, 2022 to Mar 6, 2024factForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Jan 5, 2022 to Oct 4, 2023factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Apr 29, 2021 to Jan 11, 2022factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Nov 19, 2020 to Jan 20, 2021factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Sep 9, 2019 to Apr 3, 2020factForm ADV

Dated events

Occurred
Oct 4, 2023
Advisor changed firm
Laurey Leiko Shibuya left J. W. Cole Advisors, Inc. for Financial Planning Hawaii, Inc. (registered 2022-01-21)
Form ADVobserved 4 days ago
Occurred
Jan 11, 2022
Advisor changed firm
Laurey Leiko Shibuya left Park Avenue Securities Llc for J. W. Cole Advisors, Inc. (registered 2022-01-05)
Form ADVobserved 4 days ago