DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
IRWIN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 1, 2025 | n/a | yes | IRWIN, PA | Current employment |
| G•••• P•••• A•••••••• L•• | Former SEC adviser | Apr 1, 2021 | May 1, 2025 | no | ROCKVILLE, MD|Irwin, PA|ROCKVILLE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••• P•••• A•••••••• L•• | L•• F•••••••• L•• | May 1, 2025 | May 1, 2025 | 0 | Bulk transfer | Ibd to ibd |
| H• B•••• I••• | G•••• P•••• A•••••••• L•• | Apr 1, 2021 | Apr 1, 2021 |
| H• B•••• I••• | Former SEC adviser | Aug 14, 2006 | Apr 1, 2021 | no | ROCKVILLE, MD|IRWIN, PA|ROCKVILLE, MD | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Nov 12, 2004 | Aug 16, 2006 | no | HARRISON CITY, PA|HARRISON CITY, PA | Previous registration |
| V••••••• I••••••••• A•••••••• I••• | n/a | Apr 14, 2003 | Dec 3, 2003 | no | PITTSBURGH, PA | Previous registration |
| Bulk transfer |
| Ibd to ibd |
| O•••• F•• I••• | H• B•••• I••• | Aug 16, 2006 | Aug 14, 2006 | -2 | Firm change | Other |
| V••••••• I••••••••• A•••••••• I••• | O•••• F•• I••• | Dec 3, 2003 | Nov 12, 2004 | 345 | Firm change | Other |