DFX Intelligence

J••• M•••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

J••• M•••••• P•••••••

Advisor at C•••••• A••••••• S•••••••• L••

Stockton, CA

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Search this name across graphsid dfx:ria:aa7cdb0f-27c6-6707-a233-1a68391040ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• S•••••••• L••	Independent wealth	Oct 19, 2020	n/a	yes	Stockton, CA	Current employment
G••••• A•••• M••••••••• G••••	n/a	Aug 28, 2014	Nov 30, 2020	no	WINTER SPRINGS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• A•••• M••••••••• G••••	C•••••• A••••••• S•••••••• L••	Nov 30, 2020	Oct 19, 2020	-42	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
150904:156549:FL:2020-11-30	Nov 30, 2020	Oct 19, 2020	WINTER SPRINGS, FL	Firm change after gap

Relationships

Registered with (2)

→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 19, 2020 to presentfactForm ADV
→ G••••• A•••• M••••••••• G••••Registered adviserregistration: previous registration
Aug 28, 2014 to Nov 30, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa7cdb0f-27c6-6707-a233-1a68391040ad
First observed: Aug 28, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.