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Advisor at MORGAN STANLEY
Columbus, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Nov 8, 2013 | n/a | yes | Columbus, OH|Columbus, OH | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 5, 2007 | Nov 18, 2013 | no | COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Mar 6, 2007 | no | COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Nov 14, 2002 | Jul 1, 2003 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Nov 18, 2013 | Nov 8, 2013 | -10 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | UBS FINANCIAL SERVICES INC. | Mar 6, 2007 | Mar 5, 2007 | -1 | Firm change | Wirehouse to wirehouse |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |