DFX Intelligence

J•••••• J••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

J•••••• J••• W•••••

Advisor at C••• P•••••• W•••••• L••

Stony Brook, NY | OYSTER BAY, NY

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Search this name across graphsid dfx:ria:aa8783ad-1f97-1b6b-6470-c078a440fdaa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 4, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••• W•••••• L••	Independent wealth	Oct 7, 2024	n/a	yes	OYSTER BAY, NY\|Stony Brook, NY	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Nov 4, 2020	Dec 19, 2023	no	NEW YORK, NY\|NEW YORK, NY\|Stony Brook, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	C••• P•••••• W•••••• L••	Dec 19, 2023	Oct 7, 2024	293	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
2525:316866:NY:2023-12-18	Dec 19, 2023	Oct 7, 2024	STONY BROOK, NY	Firm change

Relationships

Registered with (2)

→ C••• P•••••• W•••••• L••Registered adviserregistration: current employment
Oct 7, 2024 to presentfactForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 4, 2020 to Dec 19, 2023factForm ADV

Dated events

Occurred
Dec 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa8783ad-1f97-1b6b-6470-c078a440fdaa
First observed: Nov 4, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.