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H••••• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

H••••• I•••••••••

H••••• I••••••••• INC., CRD 286583

TORONTO, ONTARIO

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Search this name across graphsid dfx:ria:aa89a4af-ad35-7e77-947c-59e9f9283714

Data as of Feb 9, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2017 to Feb 9, 2017
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2017-02-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Accounts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•••••• K••••• D••••	CHIEF EXECUTIVE OFFICER	E	yes	03/2016	Feb 6, 2017	Feb 9, 2017
C••• T•••	SOFTWARE ENGINEER	Na	no	06/2016	Feb 6, 2017

Relationships

Owns (3)

← O•••••• J•••OwnerPORTFOLIO MANAGER / INVESTMENT ADVISOR, ownership code NA, individual
Feb 6, 2017 to presentfactForm ADV
← C••• T•••OwnerSOFTWARE ENGINEER, ownership code NA, individual
Feb 6, 2017 to presentfactForm ADV
← D•••••• G••••••••• M••••OwnerCCO, ownership code NA, individual
Feb 6, 2017 to presentfactForm ADV

Controls (1)

← P•••••• K••••• D••••OwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual

Dated events

Occurred
Feb 6, 2017
First Form ADV filing
H••••• I••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa89a4af-ad35-7e77-947c-59e9f9283714
First observed: Feb 6, 2017
Last observed: Feb 9, 2017 117 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.