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Advisor at ALDERS FINANCIAL SOLUTIONS
NOVATO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALDERS FINANCIAL SOLUTIONS | State registered | Jul 2, 2020 | n/a | yes | NOVATO, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 26, 2006 | n/a | yes | NOVATO, CA | Current employment |
| ALDERS FINANCIAL SOLUTIONS | Former SEC adviser | Dec 10, 2019 | Dec 8, 2020 | no | NOVATO, CA | Previous registration |
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | Nov 22, 2004 | Jan 30, 2006 | no | MILL VALLEY, CA | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Mar 3, 2000 | Dec 7, 2004 | no | MILL VALLEY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALDERS FINANCIAL SOLUTIONS | ALDERS FINANCIAL SOLUTIONS | Dec 8, 2020 | Jul 2, 2020 | -159 | Channel change | RIA to state RIA |
| M HOLDINGS SECURITIES, INC. | LPL FINANCIAL LLC | Jan 30, 2006 | Jan 26, 2006 | -4 | Firm change | Other |
| OSAIC FA, INC. | M HOLDINGS SECURITIES, INC. | Dec 7, 2004 | Nov 22, 2004 | -15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 136025:308385:CA:2020-12-08 | Dec 8, 2020 | Jul 2, 2020 | NOVATO, CA | Firm change after gap |