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U••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

U••••• C••••••

U••••• C•••••• INVESTMENT CONSULTING (SHANGHAI) CO., LTD., CRD 163933

SHANGHAI

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Search this name across graphsid dfx:ria:aa937fe3-e464-be1c-a20a-f1b1031e3282

Data as of Mar 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 6
Observed: Jun 29, 2018 to Mar 28, 2019
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

U••••• C••••••

Private equity manager · cited, shared crd

Venture Capitalidentity

U••••• C••••••

Venture manager · cited, shared crd

Private Equityidentity

U••••• C••••••

Private equity manager · cited, shared crd

RIA / Wealth Managementidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $378MItem 5.F on the latest filing (2019-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $378M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••• S•••••	Director	Na	yes	03/2005	Jun 29, 2018	Mar 28, 2019
L•• A••• A••••••• I••	Shareholder	E	yes	08/2007	Jun 29, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
U••••• C•••••• I•• L•••	n/a	Former SEC adviser	$53.5M	Y	yes	n/a
U••••• C•••••• P••• L•••	n/a	Former SEC adviser	$53.5M	Y	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 28, 2019	$378M	$378M	2	1	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$378M	n/a	n/a	n/a	n/a	2	n/a	1	n/a

Relationships

Affiliated with (2)

→ U••••• C••••••Registered adviserother investment adviser, control, common control
factForm ADV
→ U••••• C••••••Registered adviserother investment adviser, control, common control
factForm ADV

Controls (5)

← L••• A•••••• Y•• S•••OwnerSHAREHOLDER, ownership code E, individual
Jun 29, 2018 to presentfactForm ADV
← L••• S•••••OwnerDIRECTOR, ownership code NA, individual

Dated events

Occurred
Mar 28, 2019
Regulatory AUM changed
U••••• C•••••• reported RAUM $377.8M, down 48% from $727.5M (2018-08-29 to 2019-03-28)
Form ADVobserved 7 days ago
$-350M
Occurred
Jun 29, 2018
First Form ADV filing
U••••• C•••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa937fe3-e464-be1c-a20a-f1b1031e3282
First observed: Jun 29, 2018
Last observed: Mar 28, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.