DFX Intelligence

W•••••• B••••• I••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

W•••••• B••••• I••

Advisor at P•• W••••• M•••••••••

CHARLOTTE, MI | LANSING, MI

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Search this name across graphsid dfx:ria:aa9b6b64-a7c1-4765-8184-edb99f32e061

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 23, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Dec 1, 2016	n/a	yes	LANSING, MI\|CHARLOTTE, MI	Current employment
W•••• F•••• A•••••••	Wirehouse	May 15, 2015	Nov 8, 2016	no	BATTLE CREEK, MI\|CHARLOTTE, MI\|BATTLE CREEK, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	P•• W••••• M•••••••••	Nov 8, 2016	Dec 1, 2016	23	Firm change	Other
J••••• H•••••••• W••• L••••• L••	W•••• F•••• A•••••••	May 19, 2015	May 15, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
453:19616:MI:2015-05-19	May 19, 2015	May 15, 2015	CHARLOTTE, MI	Firm change

Relationships

Registered with (3)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Dec 1, 2016 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 15, 2015 to Nov 8, 2016factForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
Jul 29, 2013 to May 19, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa9b6b64-a7c1-4765-8184-edb99f32e061
First observed: Jul 29, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.