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M•••••• A••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

M•••••• A••••• T•••••••

Advisor at P••••••••

PROVIDENCE, RI | ENGLEWOOD, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Dec 11, 2002 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•••••• A••••• T•••••••

Private equity principal · same individual CRD

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	Mar 10, 2023	n/a	yes	ENGLEWOOD, NJ\|PROVIDENCE, RI	Current employment
R•• C•••••• A•••••••• L••	Former SEC adviser	Dec 11, 2002	Mar 8, 2023	no	PROVIDENCE, RI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• A•••••••• L••	P••••••••	Mar 8, 2023	Mar 10, 2023	2	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
123796:151736:RI:2023-03-08	Mar 8, 2023	Mar 10, 2023	PROVIDENCE, RI	Firm change

Relationships

Registered with (2)

→ P••••••••Registered adviserregistration: current employment
Mar 10, 2023 to presentfactForm ADV
→ R•• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 11, 2002 to Mar 8, 2023factForm ADV

Dated events

Order

Occurred
8 Mar 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 11, 2002
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.