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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

REX CAPITAL ADVISORS, LLC

CRD 123796

PROVIDENCE, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1a110b9-b462-ddce-6b90-7f2ed980c4eb

Data as of Jun 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 1
Observed: Mar 30, 2012 to Jun 24, 2022
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

REX Capital Advisors, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.3BItem 5.F on the latest filing (2022-06-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $940M
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 82%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 872
High net worth clients: 15
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $3.6Mgross asset value as reported per fund; never fund size
SEC number: 801-61630
CRD: 123796
Filings on the tape: 22
First filed: Mar 30, 2012
Latest filed: Jun 24, 2022
Organised: Limited Liability Company, Rhode Island

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ST. DAVIDS FM, L.P.	Private Equity Fund	$1.7M	Mar 31, 2014	15	Apr 1, 2013	dropped	n/a
REX ADVISORS COPLEY X INVESTORS, LLC	Private Equity Fund	$1.6M	Feb 17, 2017	4	Nov 1, 2016	dropped	n/a
REX ADVISORS BV INVESTORS, LLC	Private Equity Fund	$1.2M	Feb 17, 2017	3	Nov 1, 2016	dropped	n/a
REX ADVISORS K VIII INVESTORS, LLC	Private Equity Fund	$1.1M	Feb 17, 2017	3	Nov 1, 2016	dropped	n/a
REX ADVISORS BERKSHIRE INVESTORS, LLC	Private Equity Fund	$914,906	Feb 17, 2017	3	Nov 1, 2016	dropped	n/a
CHINA PRIVATE EQUITY MANAGEMENT LIMITED	Private Equity Fund	$911,917	Mar 31, 2015	1	Apr 1, 2013	dropped	n/a
REX ADVISORS THL INVESTORS, LLC	Private Equity Fund	$760,894	Feb 17, 2017	1	Nov 1, 2016	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHASE, MICHAEL, CHRISTOPHER	CHIEF OPERATING OFFICER, MEMBER, CLASS A SHARES	B	yes	03/2007	Mar 30, 2012	Jun 24, 2022
DEVLIN, TIMOTHY, PATRICK	PORTFOLIO MANAGER, MEMBER, CLASS A SHARES	Na	yes	01/2017	Feb 17, 2017	Jun 24, 2022
DUFFY, ARTHUR, XAVIER	CEO, MANAGING MEMBER, CLASS A SHARES	D	yes	09/2002	Mar 30, 2012	Jun 24, 2022
SMITH, MARK, WILLIAM	CHIEF COMPLIANCE OFFICER	Na	yes	06/2020	Jun 26, 2020	Jun 24, 2022
THIBAULT, MATTHEW, ANDREW	CHIEF FINANCIAL OFFICER, MEMBER, CLASS A SHARES	B	yes	09/2002	Mar 30, 2012	Jun 24, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ARTHUR XAVIER DUFFY	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 30, 2022	$1.3B	$940M	11	9	0	2	$3.6M
2020	Mar 30, 2021	$1.2B	$871M	10	8	0	2	$5.8M
2019	Apr 23, 2020	$948M	$758M	10	8	0	2	$6.6M
2018	Mar 27, 2019	$812M	$676M	10	7	0	2	$6.9M
2017	Mar 29, 2018	$733M	$688M	10	7	0	2	$8.0M
2016	Mar 30, 2017	$650M	$628M	10	7	n/a	2	$7.2M
2015	Mar 30, 2016	$643M	$622M	10	7	n/a	n/a	n/a
2014	Mar 31, 2015	$666M	$666M	10	7	n/a	1	$911,917
2013	Mar 31, 2014	$699M	$699M	10	6	n/a	2	$7.7M
2012	Apr 1, 2013	$652M	$652M	11	7	n/a	2	$21.6M
2011	Mar 30, 2012	$636M	$636M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$1.3B	$1.2B	8.3%	$812M	15.5%	11	10	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Pathstone	2	Mar 8, 2023	Mar 10, 2023	PROVIDENCE, RI	Team lift out	RIA to RIA	100.0%

Relationships

Controls (5)

← DEVLIN, TIMOTHY, PATRICKOwnerPORTFOLIO MANAGER, MEMBER, CLASS A SHARES, ownership code NA, individual
Feb 17, 2017 to presentfactForm ADV
← DUFFY, ARTHUR, XAVIEROwnerCEO, MANAGING MEMBER, CLASS A SHARES, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← THIBAULT, MATTHEW, ANDREWOwnerCHIEF FINANCIAL OFFICER, MEMBER, CLASS A SHARES, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← CHASE, MICHAEL, CHRISTOPHEROwnerCHIEF OPERATING OFFICER, MEMBER, CLASS A SHARES, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← SMITH, MARK, WILLIAMOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 26, 2020 to presentfactForm ADV

Moved with (1)

→ PATHSTONERegistered adviser2 advisors, team lift out, same day
Mar 8, 2023 to Mar 10, 2023factForm ADV

Registered with (2)

← ARTHUR XAVIER DUFFYAdvisorregistration: previous registration
Dec 11, 2002 to Mar 8, 2023factForm ADV
← MATTHEW ANDREW THIBAULTAdvisorregistration: previous registration
Dec 11, 2002 to Mar 8, 2023factForm ADV

Advises (7)

→ REX ADVISORS THL INVESTORS, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Nov 1, 2016 to Feb 17, 2017factForm ADV
→ REX ADVISORS K VIII INVESTORS, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Nov 1, 2016 to Feb 17, 2017factForm ADV
→ REX ADVISORS COPLEY X INVESTORS, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Nov 1, 2016 to Feb 17, 2017factForm ADV
→ REX ADVISORS BERKSHIRE INVESTORS, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Nov 1, 2016 to Feb 17, 2017factForm ADV
→ REX ADVISORS BV INVESTORS, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Nov 1, 2016 to Feb 17, 2017factForm ADV
→ CHINA PRIVATE EQUITY MANAGEMENT LIMITEDPrivate fundPrivate Equity Fund, IA, no longer reported
Apr 1, 2013 to Mar 31, 2015factForm ADV
→ ST. DAVIDS FM, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Apr 1, 2013 to Mar 31, 2014factForm ADV

Dated events

Occurred
Mar 8, 2023
Team lift-out
2 advisors left Rex Capital Advisors, LLC (Providence, RI) for Pathstone on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 8, 2023
Advisor changed firm
Matthew Andrew Thibault left Rex Capital Advisors, Llc for Pathstone (registered 2023-03-10)
Form ADVobserved 4 days ago
Occurred
Mar 8, 2023
Advisor changed firm
Arthur Xavier Duffy left Rex Capital Advisors, Llc for Pathstone (registered 2023-03-09)
Form ADVobserved 4 days ago
Occurred
Jun 26, 2020
Control person joined
William Mark Smith (Chief Compliance Officer) appeared on Schedule A of Rex Capital Advisors, Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1a110b9-b462-ddce-6b90-7f2ed980c4eb
First observed: Mar 30, 2012
Last observed: Jun 24, 2022 51 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

REX CAPITAL ADVISORS, LLC

CRD 123796

PROVIDENCE, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1a110b9-b462-ddce-6b90-7f2ed980c4eb

Data as of Jun 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ST. DAVIDS FM, L.P.

Private Equity Fund

$1.7M

Mar 31, 2014

Apr 1, 2013

dropped

n/a

REX ADVISORS COPLEY X INVESTORS, LLC

Private Equity Fund

$1.6M

Feb 17, 2017

Nov 1, 2016

dropped

n/a

REX ADVISORS BV INVESTORS, LLC

Private Equity Fund

$1.2M

Feb 17, 2017

Nov 1, 2016

dropped

n/a

REX ADVISORS K VIII INVESTORS, LLC

Private Equity Fund

$1.1M

Feb 17, 2017

Nov 1, 2016

dropped

n/a

REX ADVISORS BERKSHIRE INVESTORS, LLC

Private Equity Fund

$914,906

Feb 17, 2017

Nov 1, 2016

dropped

n/a

CHINA PRIVATE EQUITY MANAGEMENT LIMITED

Private Equity Fund

$911,917

Mar 31, 2015

Apr 1, 2013

dropped

n/a

REX ADVISORS THL INVESTORS, LLC

Private Equity Fund

$760,894

Feb 17, 2017

Nov 1, 2016

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHASE, MICHAEL, CHRISTOPHER

CHIEF OPERATING OFFICER, MEMBER, CLASS A SHARES

yes

03/2007

Mar 30, 2012

Jun 24, 2022

DEVLIN, TIMOTHY, PATRICK

PORTFOLIO MANAGER, MEMBER, CLASS A SHARES

yes

01/2017

Feb 17, 2017

Jun 24, 2022

DUFFY, ARTHUR, XAVIER

CEO, MANAGING MEMBER, CLASS A SHARES

yes

09/2002

Mar 30, 2012

Jun 24, 2022

SMITH, MARK, WILLIAM

CHIEF COMPLIANCE OFFICER

yes

06/2020

Jun 26, 2020

Jun 24, 2022

THIBAULT, MATTHEW, ANDREW

CHIEF FINANCIAL OFFICER, MEMBER, CLASS A SHARES

yes

09/2002

Mar 30, 2012

Jun 24, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ARTHUR XAVIER DUFFY

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 30, 2022

$1.3B

$940M

$3.6M

2020

Mar 30, 2021

$1.2B

$871M

$5.8M

2019

Apr 23, 2020

$948M

$758M

$6.6M

2018

Mar 27, 2019

$812M

$676M

$6.9M

2017

Mar 29, 2018

$733M

$688M

$8.0M

2016

Mar 30, 2017

$650M

$628M

n/a

$7.2M

2015

Mar 30, 2016

$643M

$622M

n/a

2014

Mar 31, 2015

$666M

n/a

$911,917

2013

Mar 31, 2014

$699M

n/a

$7.7M

2012

Apr 1, 2013

$652M

n/a

$21.6M

2011

Mar 30, 2012

$636M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$1.3B

$1.2B

8.3%

$812M

15.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Pathstone

Mar 8, 2023

Mar 10, 2023

PROVIDENCE, RI

Team lift out

RIA to RIA

100.0%