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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TIDEMARK, LLC

CRD 327611

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aaa516a9-cd1c-6f9a-e765-9f6bd3f81d5c

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 0
Observed: Aug 21, 2023 to Jun 25, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $463MItem 5.F on the latest filing (2026-06-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $458M
Private client RAUM: $452MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $57.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,163
Individual clients: 623
High net worth clients: 226
SEC number: 801-128758
CIK: 2009591
CRD: 327611
Filings on the tape: 12
First filed: Aug 21, 2023
Latest filed: Jun 25, 2026
Organised: Limited Liability Company, CA
Website: tidemarkfp.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TYLER JAMES ABNEY	Certified Financial Planner	SAN DIEGO, CA	2	20	1	no
JOSHUA ALBERT STIPCICH	n/a	SAN DIEGO, CA	2	20	1	no
JARED J REDFIELD	n/a	SAN DIEGO, CA	2	10	1	no
BRAD NORMAN DUERKS	n/a	SAN DIEGO, CA	2	25	1	no
FRANK JOSHUA ALVAREZ	n/a	SAN DIEGO, CA	2	11	2	no
ANTHONY CHARLES MCLEAN	n/a	SAN DIEGO, CA	2	17	2	no
Giovanna P Leyva	Certified Financial Planner	SAN DIEGO, CA	1	10	n/a	no
Adam Russell Mcmillian	n/a	Danbury, NC \| SAN DIEGO, CA	0	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABNEY, TYLER, JAMES	MEMBER, CEO	E	yes	06/2023	Aug 21, 2023	May 7, 2024
ROEPER, JESSICA, J	CHIEF COMPLIANCE OFFICER	Na	yes	08/2023	Aug 21, 2023	May 7, 2024
STIP, INC	Member	D	yes	06/2023	Apr 8, 2024	May 7, 2024
STIPCICH, JOSHUA, ALBERT	MEMBER, COO	E	yes	06/2023	Aug 21, 2023	May 7, 2024
TIDEMARK FINANCIAL, INC.	Member	D	yes	06/2023	Apr 8, 2024	May 7, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 22, 2026	$463M	$458M	12	8	n/a	n/a
2024	Mar 4, 2025	$345M	$341M	8	8	n/a	n/a
2023	Feb 14, 2024	$250M	$250M	8	6	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	7	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$463M	$345M	34.2%	n/a	n/a	12	8	1	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	3	Apr 2, 2026	Oct 3, 2023	ATASCADERO, CA	Team lift out	Ibd to RIA	0.0%
LPL FINANCIAL LLC	3	Dec 22, 2023	Oct 2, 2023	SAN DIEGO, CA	Team lift out	Ibd to RIA	0.0%

Relationships

Registered with (8)

← Adam Russell McmillianAdvisorregistration: current employment
Jun 25, 2026 to presentfactForm ADV
← Giovanna P LeyvaAdvisorregistration: current employment
Oct 21, 2024 to presentfactForm ADV
← ANTHONY CHARLES MCLEANAdvisorregistration: current employment
Oct 3, 2023 to presentfactForm ADV
← BRAD NORMAN DUERKSAdvisorregistration: current employment
Oct 2, 2023 to presentfactForm ADV
← FRANK JOSHUA ALVAREZAdvisorregistration: current employment
Oct 2, 2023 to presentfactForm ADV
← TYLER JAMES ABNEYAdvisorregistration: current employment
Sep 26, 2023 to presentfactForm ADV
← JOSHUA ALBERT STIPCICHAdvisorregistration: current employment
Sep 26, 2023 to presentfactForm ADV
← JARED J REDFIELDAdvisorregistration: current employment
Sep 26, 2023 to presentfactForm ADV

Controls (5)

← ABNEY, TYLER, JAMESOwnerMEMBER, CEO, ownership code E, individual
Aug 21, 2023 to May 7, 2024factForm ADV
← STIPCICH, JOSHUA, ALBERTOwnerMEMBER, COO, ownership code E, individual
Aug 21, 2023 to May 7, 2024factForm ADV
← ROEPER, JESSICA, JOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 21, 2023 to May 7, 2024factForm ADV
← STIP, INCOwnerMEMBER, ownership code D, domestic entity
Apr 8, 2024 to May 7, 2024factForm ADV
← TIDEMARK FINANCIAL, INC.OwnerMEMBER, ownership code D, domestic entity
Apr 8, 2024 to May 7, 2024factForm ADV

Moved with (1)

← LPL FINANCIAL LLCRegistered adviser3 advisors, team lift out, same day
Apr 2, 2026 to Oct 3, 2023factForm ADV

Dated events

Occurred
Apr 2, 2026
Team lift-out
3 advisors left LPL Financial LLC (Atascadero, CA) for Tidemark, LLC on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Mar 9, 2026
Regulatory AUM changed
Tidemark, Llc reported RAUM $462.5M, up 34% from $344.6M (2025-05-22 to 2026-03-09)
Form ADVobserved 4 days ago
$118M
Occurred
Dec 22, 2023
Team lift-out
3 advisors left LPL Financial LLC (San Diego, CA) for Tidemark, LLC on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Aug 21, 2023
First Form ADV filing
Tidemark, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aaa516a9-cd1c-6f9a-e765-9f6bd3f81d5c
First observed: Aug 21, 2023
Last observed: Jun 25, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TIDEMARK, LLC

CRD 327611

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aaa516a9-cd1c-6f9a-e765-9f6bd3f81d5c

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TYLER JAMES ABNEY

Certified Financial Planner

SAN DIEGO, CA

JOSHUA ALBERT STIPCICH

n/a

SAN DIEGO, CA

JARED J REDFIELD

n/a

SAN DIEGO, CA

BRAD NORMAN DUERKS

n/a

SAN DIEGO, CA

FRANK JOSHUA ALVAREZ

n/a

SAN DIEGO, CA

ANTHONY CHARLES MCLEAN

n/a

SAN DIEGO, CA

Giovanna P Leyva

Certified Financial Planner

SAN DIEGO, CA

n/a

Adam Russell Mcmillian

n/a

Danbury, NC | SAN DIEGO, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABNEY, TYLER, JAMES

MEMBER, CEO

yes

06/2023

Aug 21, 2023

May 7, 2024

ROEPER, JESSICA, J

CHIEF COMPLIANCE OFFICER

yes

08/2023

Aug 21, 2023

May 7, 2024

STIP, INC

Member

yes

06/2023

Apr 8, 2024

May 7, 2024

STIPCICH, JOSHUA, ALBERT

MEMBER, COO

yes

06/2023

Aug 21, 2023

May 7, 2024

TIDEMARK FINANCIAL, INC.

Member

yes

06/2023

Apr 8, 2024

May 7, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 22, 2026

$463M

$458M

n/a

2024

Mar 4, 2025

$345M

$341M

n/a

2023

Feb 14, 2024

$250M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$463M

$345M

34.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Apr 2, 2026

Oct 3, 2023

ATASCADERO, CA

Team lift out

Ibd to RIA

0.0%

LPL FINANCIAL LLC

Dec 22, 2023

Oct 2, 2023

SAN DIEGO, CA

Team lift out

Ibd to RIA

0.0%