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Advisor at ALLWORTH FINANCIAL, L.P.
Lawrence, KS | FOLSOM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Apr 26, 2023 | n/a | yes | Lawrence, KS|FOLSOM, CA | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | May 13, 2008 | Apr 20, 2023 | no | LAWRENCE, KS|EL SEGUNDO, CA | Previous registration |
| AFFINITY FINANCIAL ADVISORS | Former SEC adviser | Nov 1, 2002 | Aug 15, 2023 | no | LAWRENCE, KS | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 2, 2002 | May 30, 2003 | no | LAWRENCE, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AFFINITY FINANCIAL ADVISORS | CETERA ADVISOR NETWORKS LLC | Aug 15, 2023 | May 13, 2008 | -5,572 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | ALLWORTH FINANCIAL, L.P. | Apr 20, 2023 | Apr 26, 2023 | 6 | Firm change | Ibd to ibd |
| COMMONWEALTH FINANCIAL NETWORK | AFFINITY FINANCIAL ADVISORS | May 30, 2003 | Nov 1, 2002 | -210 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13572:111167:CA:2023-04-20 | Apr 20, 2023 | Apr 26, 2023 | EL SEGUNDO, CA | Firm change |