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Advisor at COMMONWEALTH FINANCIAL NETWORK
Saint Paul, MN | Bloomington, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jun 12, 2023 | n/a | yes | Saint Paul, MN|Bloomington, MN | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Apr 14, 2021 | Jul 16, 2021 | no | MINNETONKA, MN | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 30, 2019 | Jan 2, 2020 | no | OAKDALE, MN | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Jul 26, 2017 | Jul 15, 2019 | no | MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | COMMONWEALTH FINANCIAL NETWORK | Jul 16, 2021 | Jun 12, 2023 | 696 | Firm change after gap | Ibd to ibd |
| WOODBURY FINANCIAL SERVICES, INC. | CETERA ADVISOR NETWORKS LLC | Jan 2, 2020 | Apr 14, 2021 | 468 | Firm change after gap | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | WOODBURY FINANCIAL SERVICES, INC. | Jul 15, 2019 | Jul 30, 2019 | 15 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133358:421:MN:2019-07-03 | Jul 15, 2019 | Jul 30, 2019 | MINNEAPOLIS, MN | Firm change |