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Advisor at LPL FINANCIAL LLC
GREENEVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 9, 2026 | n/a | yes | GREENEVILLE, TN | Current employment |
| CAPITAL SQUARE, LLC | Independent wealth | Nov 8, 2022 | Jan 21, 2026 | no | ATHENS, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL SQUARE, LLC | LPL FINANCIAL LLC | Jan 21, 2026 | Apr 9, 2026 | 78 | Firm change | RIA to ibd |