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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

PLESO CAPITAL GROUP, INC.

PLESO, JOSEPH FRANCIS, CRD 169159

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aac03280-6cb2-5000-5e5a-001d337aab7d

Data as of Feb 18, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2015 to Feb 18, 2017
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
SEC number: 801-88174
CRD: 169159
Filings on the tape: 5
First filed: Mar 30, 2015
Latest filed: Feb 18, 2017
Organised: Corporation, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PLESO, BENJAMIN, THOMAS	VICE PRESIDENT	C	yes	04/2013	Mar 30, 2015	Feb 18, 2017
PLESO, JOSEPH, FRANCIS	PRESIDENT, CCO	D	yes	04/2013	Mar 30, 2015	Feb 18, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BITCOIN CAPITAL MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Feb 18, 2017	n/a	n/a	0	0	n/a	n/a	n/a
2015	Jan 16, 2016	$0	$0	0	0	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	n/a	$0	n/a	n/a	n/a	0	0	n/a	n/a

Relationships

Controls (2)

← PLESO, BENJAMIN, THOMASOwnerVICE PRESIDENT, ownership code C, individual
Mar 30, 2015 to presentfactForm ADV
← PLESO, JOSEPH, FRANCISOwnerPRESIDENT, CCO, ownership code D, individual
Mar 30, 2015 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2015
First Form ADV filing
Pleso Capital Group, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aac03280-6cb2-5000-5e5a-001d337aab7d
First observed: Mar 30, 2015
Last observed: Feb 18, 2017 116 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PLESO CAPITAL GROUP, INC.

PLESO, JOSEPH FRANCIS, CRD 169159

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aac03280-6cb2-5000-5e5a-001d337aab7d

Data as of Feb 18, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PLESO, BENJAMIN, THOMAS

VICE PRESIDENT

yes

04/2013

Mar 30, 2015

Feb 18, 2017

PLESO, JOSEPH, FRANCIS

PRESIDENT, CCO

yes

04/2013

Mar 30, 2015

Feb 18, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BITCOIN CAPITAL MANAGEMENT LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Feb 18, 2017

n/a

2015

Jan 16, 2016

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

n/a