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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Luis Rodriguez Rexach

Advisor at EMPOWER ADVISORY GROUP, LLC

HOUSTON, TX | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:aac2c341-8123-85ac-e123-0ffead4843bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 21, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 20, 2015
First registration: Jul 21, 2015
Dual registered: yes, broker-dealer
Other names: LUIS ERNESTO RODRIGUEZ REXACH|LUIS RODRIGUEZ REXACH|Luis Rexach|Luis Rodriguez Rexach
IAPD individual key: 6053202

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Oct 6, 2022	n/a	yes	HOUSTON, TX\|GREENWOOD VILLAGE, CO	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 2, 2018	Sep 28, 2022	no	HOUSTON, TX\|HOUSTON, TX\|SPRING, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 10, 2017	Jul 31, 2018	no	HOUSTON, TX	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jul 21, 2015	Jun 21, 2017	no	SPRING, TX\|MCLEAN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	EMPOWER ADVISORY GROUP, LLC	Sep 28, 2022	Oct 6, 2022	8	Firm change	Wirehouse to ibd
LPL FINANCIAL LLC	J.P. MORGAN SECURITIES LLC	Jul 31, 2018	Aug 2, 2018	2	Firm change	RIA to wirehouse
CAPITAL ONE ADVISORS, LLC	LPL FINANCIAL LLC	Jun 21, 2017	Jul 10, 2017	19	Firm change	Other

Relationships

Registered with (4)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Oct 6, 2022 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 2, 2018 to Sep 28, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 10, 2017 to Jul 31, 2018factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 21, 2015 to Jun 21, 2017factForm ADV

Dated events

Occurred
Sep 28, 2022
Advisor changed firm
Luis Rodriguez Rexach left J.P. Morgan Securities Llc for Empower Advisory Group, Llc (registered 2022-10-06)
Form ADVobserved 5 days ago