DFX Intelligence

A••••• A•••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

A••••• A•••• H•••••••

Advisor at S•••••• F•••••••• G••••• L•••••

AKRON, OH | Northfield, MN

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Search this name across graphsid dfx:ria:aacecfdc-ba1f-6865-5758-f8e5b797312b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• G••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• G••••• L•••••	Independent wealth	Mar 31, 2025	n/a	yes	AKRON, OH\|Northfield, MN	Current employment
C•••••• C•••••• M••••••••• L••	Former SEC adviser	Dec 17, 2015	May 15, 2025	no	NORTHFIELD, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• M••••••••• L••	S•••••• F•••••••• G••••• L•••••	May 15, 2025	Mar 31, 2025	-45	Bulk transfer	RIA to RIA
C•••••• C•••••• M•••••••••	C•••••• C•••••• M••••••••• L••	Dec 31, 2015	Dec 17, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
111414:281544:MN:2015-12-31	Dec 31, 2015	Dec 17, 2015	NORTHFIELD, MN	Firm change

Relationships

Registered with (3)

→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ C•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 17, 2015 to May 15, 2025factForm ADV
→ C•••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jan 29, 2014 to Dec 31, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aacecfdc-ba1f-6865-5758-f8e5b797312b
First observed: Jan 29, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.