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Advisor at SUMMIT FINANCIAL, LLC
NEW MILFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL, LLC | Bd affiliated wealth | Dec 22, 2022 | n/a | yes | NEW MILFORD, CT | Current employment |
| DOMINARI SECURITIES LLC | Independent wealth | Oct 16, 2018 | Dec 22, 2022 | no | New York, NY | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2008 | May 15, 2012 | no | GREENWICH, CT|NEW CANAAN, CT|Greenwich, CT|New York, NY | Previous registration |
| J.P. MORGAN SECURITIES INC. | n/a | Jan 16, 2008 | Oct 1, 2008 | no | NEW CANAAN, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DOMINARI SECURITIES LLC | SUMMIT FINANCIAL, LLC | Dec 22, 2022 | Dec 22, 2022 | 0 | Firm change | RIA to ibd |
| J.P. MORGAN SECURITIES LLC | DOMINARI SECURITIES LLC | May 15, 2012 | Oct 16, 2018 | 2,345 | Firm change after gap | Wirehouse to RIA |
| J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES LLC | Oct 1, 2008 | Oct 1, 2008 | 0 | Bulk transfer | Other |