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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ORACLE ALPHA INC

CRD 326267

TORONTO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aadb03ab-8f66-0306-3fa4-18a2d13a2a8d

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 0
Observed: Apr 11, 2023 to Mar 29, 2024
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $173MItem 5.F on the latest filing (2024-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $173M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
High net worth clients: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $173Mgross asset value as reported per fund; never fund size
Custody, client assets: $173M
SEC number: 801-127957
CRD: 326267
Filings on the tape: 5
First filed: Apr 11, 2023
Latest filed: Mar 29, 2024
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ORACLE ALPHA CAYMAN MASTER FUND LP	Hedge Fund	$173M	Mar 29, 2024	5	Sep 8, 2023	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOGNER, HARRIS, JASON	CHIEF COMPLIANCE OFFICER	Na	yes	07/2023	Aug 8, 2023	Mar 29, 2024
BRIGGS, JONATHAN, PETER	DIRECTOR AND CHIEF INVESTMENT OFFICER	Na	yes	07/2020	Apr 11, 2023	Mar 29, 2024
DELPHIA HOLDINGS CORP.	Shareholder	E	yes	01/2019	Apr 11, 2023	Mar 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 29, 2024	$173M	$173M	7	6	0	1	$173M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$173M	n/a	n/a	n/a	n/a	7	n/a	0	n/a

Relationships

Advises (1)

→ ORACLE ALPHA CAYMAN MASTER FUND LPPrivate fundHedge Fund, IA
Sep 8, 2023 to presentfactForm ADV

Controls (3)

← BOGNER, HARRIS, JASONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 8, 2023 to presentfactForm ADV
← BRIGGS, JONATHAN, PETEROwnerDIRECTOR AND CHIEF INVESTMENT OFFICER, ownership code NA, individual
Apr 11, 2023 to presentfactForm ADV
← DELPHIA HOLDINGS CORP.OwnerSHAREHOLDER, ownership code E, foreign entity
Apr 11, 2023 to presentfactForm ADV

Dated events

Occurred
Sep 8, 2023
Control person left
Larkin Andrew Peek (Director And Chief Executive Officer) no longer on Schedule A of Oracle Alpha Inc (listed 2023-08-08, absent 2023-09-08)
Form ADVobserved 4 days ago
Occurred
Aug 8, 2023
Control person joined
Jason Harris Bogner (Chief Compliance Officer) appeared on Schedule A of Oracle Alpha Inc
Form ADVobserved 4 days ago
Occurred
Aug 8, 2023
Control person left
Edward Lawrence Florio (Chief Compliance Officer) no longer on Schedule A of Oracle Alpha Inc (listed 2023-04-11, absent 2023-08-08)
Form ADVobserved 4 days ago
Occurred
Apr 11, 2023
First Form ADV filing
Oracle Alpha Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aadb03ab-8f66-0306-3fa4-18a2d13a2a8d
First observed: Apr 11, 2023
Last observed: Mar 29, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ORACLE ALPHA INC

CRD 326267

TORONTO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aadb03ab-8f66-0306-3fa4-18a2d13a2a8d

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:45 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ORACLE ALPHA CAYMAN MASTER FUND LP

Hedge Fund

$173M

Mar 29, 2024

Sep 8, 2023

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOGNER, HARRIS, JASON

CHIEF COMPLIANCE OFFICER

yes

07/2023

Aug 8, 2023

Mar 29, 2024

BRIGGS, JONATHAN, PETER

DIRECTOR AND CHIEF INVESTMENT OFFICER

yes

07/2020

Apr 11, 2023

Mar 29, 2024

DELPHIA HOLDINGS CORP.

Shareholder

yes

01/2019

Apr 11, 2023

Mar 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 29, 2024

$173M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$173M

n/a