DFX Intelligence

F•••••••• J••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

F•••••••• J••••• G•••••

Advisor at S••••• W••••• A•••••••

FAIRFIELD, CA

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Search this name across graphsid dfx:ria:aaddda2c-f88e-8718-9464-7bd9a08744c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 29, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••	Independent wealth	Jul 1, 2024	n/a	yes	FAIRFIELD, CA	Current employment
S••••• W••••• M••••••••• I•••	Former SEC adviser	Feb 10, 2022	Aug 20, 2024	no	FAIRFIELD, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• M••••••••• I•••	S••••• W••••• A•••••••	Aug 20, 2024	Jul 1, 2024	-50	Firm change after gap	RIA to new firm
W•••• F•••• A•••••••	S••••• W••••• M••••••••• I•••	Jan 21, 2022	Feb 10, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
168720:322037:CA:2024-08-20	Aug 20, 2024	Jul 1, 2024	FAIRFIELD, CA	Firm change after gap

Relationships

Registered with (3)

→ S••••• W••••• A•••••••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ S••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 10, 2022 to Aug 20, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 29, 2019 to Jan 21, 2022factForm ADV

Dated events

Occurred
Aug 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aaddda2c-f88e-8718-9464-7bd9a08744c3
First observed: May 29, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.