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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

N. DAVID HOOVER

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

SAN FRANCISCO, CA | Moraga, CA

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Search this name across graphsid dfx:ria:aade103a-a02f-ad4d-b71d-bf6a5ee87cca

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 27, 1987
First registration: Jul 31, 2001
Dual registered: yes, broker-dealer
Other names: DAVID N HOOVER|DAVID HOOVER|DAVE HOOVER|N DAVID HOOVER
IAPD individual key: 1722534

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	May 28, 2014	n/a	yes	SAN FRANCISCO, CA\|Moraga, CA	Current employment
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Feb 11, 2011	May 30, 2014	no	SAN FRANCISCO, CA	Previous registration
NOLLENBERGER CAPITAL PARTNERS INC.	n/a	Jul 16, 2008	Feb 12, 2011	no	SAN FRANCISCO , CA\|SAN FRANCISCO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jul 31, 2001	Aug 8, 2002	no	WALNUT CREEK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STERNE AGEE ASSET MANAGEMENT, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	May 30, 2014	May 28, 2014	-2	Firm change	Other
NOLLENBERGER CAPITAL PARTNERS INC.	STERNE AGEE ASSET MANAGEMENT, INC.	Feb 12, 2011	Feb 11, 2011	-1	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	NOLLENBERGER CAPITAL PARTNERS INC.	Aug 8, 2002	Jul 16, 2008	2,169	Firm change after gap	Other

Relationships

Registered with (4)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
May 28, 2014 to presentfactForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 11, 2011 to May 30, 2014factForm ADV
→ NOLLENBERGER CAPITAL PARTNERS INC.Registered adviserregistration: previous registration
Jul 16, 2008 to Feb 12, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jul 31, 2001 to Aug 8, 2002factForm ADV

Dated events

No dated event names this entity yet.