DFX Intelligence

J••• P•••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

J••• P•••••• S••••••••

Advisor at C•••• I••••••••• M••••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:aae22e99-96fb-d5a0-1d9e-3bd143422f64

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 19, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• I••••••••• M••••••••• L••	Independent wealth	Oct 12, 2010	n/a	yes	HOUSTON, TX	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 4, 2010	Sep 10, 2010	no	AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	C•••• I••••••••• M••••••••• L••	Sep 10, 2010	Oct 12, 2010	32	Firm change	Other
C•••••• C••••• A•••• M••••••••• I••	S•••••••• A••••••• L••	Sep 24, 2009	Mar 4, 2010

Relationships

Registered with (4)

→ C•••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Oct 12, 2010 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 4, 2010 to Sep 10, 2010factForm ADV
→ C•••••• C••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Apr 9, 2003 to Sep 24, 2009factForm ADV
→ F••••• I•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aae22e99-96fb-d5a0-1d9e-3bd143422f64
First observed: Jan 23, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.