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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

MICHAEL ALLEN CURLEY

Advisor at ROCKPORT WEALTH ADVISORS

Cincinnati, OH | FAIRVIEW PARK, OH

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Search this name across graphsid dfx:ria:aae8d81b-50f3-93f3-786a-adbad30ce6a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKPORT WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 21, 1999
First registration: Feb 5, 2001
Dual registered: yes, broker-dealer
Other names: MICHAEL ALLEN CURLEY|MICHAEL ALLEN CURLEY
IAPD individual key: 3259110

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKPORT WEALTH ADVISORS	Independent wealth	Apr 8, 2022	n/a	yes	Cincinnati, OH\|FAIRVIEW PARK, OH	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 17, 2015	Apr 7, 2022	no	Cincinnati, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 9, 2011	Nov 24, 2015	no	CINCINNATI, OH	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Aug 4, 2009	Aug 5, 2011	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration
STRATEGIC INSTITUTIONAL CONSULTING GROUP, LLC	n/a	Jun 30, 2009	Jul 13, 2009	no	CINCINNATI, OH\|SOUTHFIELD, MI	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Mar 31, 2009	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Feb 5, 2001	Jul 1, 2003	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	ROCKPORT WEALTH ADVISORS	Apr 7, 2022	Apr 8, 2022	1	Firm change	Ibd to RIA
LPL FINANCIAL LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Nov 24, 2015	Nov 17, 2015	-7	Firm change	Other
FIFTH THIRD SECURITIES, INC.	LPL FINANCIAL LLC	Aug 5, 2011	Aug 9, 2011	4	Firm change	Other
STRATEGIC INSTITUTIONAL CONSULTING GROUP, LLC	FIFTH THIRD SECURITIES, INC.	Jul 13, 2009	Aug 4, 2009	22	Firm change	Other
WELLS FARGO ADVISORS	STRATEGIC INSTITUTIONAL CONSULTING GROUP, LLC	Mar 31, 2009	Jun 30, 2009	91	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:134139:OH:2015-11-24	Nov 24, 2015	Nov 17, 2015	CINCINNATI, OH	Firm change

Relationships

Registered with (7)

→ ROCKPORT WEALTH ADVISORSRegistered adviserregistration: current employment
Apr 8, 2022 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Nov 17, 2015 to Apr 7, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 9, 2011 to Nov 24, 2015factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Aug 4, 2009 to Aug 5, 2011factForm ADV
→ STRATEGIC INSTITUTIONAL CONSULTING GROUP, LLCRegistered adviserregistration: previous registration
Jun 30, 2009 to Jul 13, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Mar 31, 2009factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Feb 5, 2001 to Jul 1, 2003factForm ADV

Dated events

Occurred
Apr 7, 2022
Advisor changed firm
Michael Allen Curley left Cambridge Investment Research Advisors, Inc. for Rockport Wealth Advisors (registered 2022-04-08)
Form ADVobserved 6 days ago