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Advisor at COMMONWEALTH FINANCIAL NETWORK
Tacoma, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 13, 2020 | n/a | yes | Tacoma, WA | Current employment |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Nov 20, 2007 | Oct 14, 2020 | no | TACOMA, WA|SEATTLE, WA|TACOMA, WA | Previous registration |
| PURCELL ADVISORY SERVICES, LLC | Former SEC adviser | Feb 14, 2005 | Mar 17, 2010 | no | TACOMA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KMS FINANCIAL SERVICES, INC | COMMONWEALTH FINANCIAL NETWORK | Oct 14, 2020 | Oct 13, 2020 | -1 | Firm change | Ibd to ibd |
| PURCELL ADVISORY SERVICES, LLC | KMS FINANCIAL SERVICES, INC | Mar 17, 2010 | Nov 20, 2007 | -848 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3866:8032:WA:2020-10-01 | Oct 14, 2020 | Oct 13, 2020 | TACOMA, WA | Firm change |