This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PENGUIN GLOBAL WEALTH MANAGEMENT LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 28, 2005earliest registration or exam on IAPD

Years in industry

21derivedfrom the industry start date

Years at current firm

18derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

1

Exams

S66

First exam

Jun 28, 2005

First registration

May 8, 2006

Dual registered

no

Other names

JOHN SMITKA

IAPD individual key

4925754

Graph

RIA / Wealth Management

Canonical id

dfx:ria:aaf8689d-386c-569d-1dba-eaf56827e054

First observed

May 8, 2006

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.