DFX Intelligence

W••••• L•••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

W••••• L•••• K•••

Advisor at K••• F•••••••• P••••••• • C•••••••••

GREENWOOD, IN

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Search this name across graphsid dfx:ria:aafec641-82ab-da44-1b4f-f1d5d296c139

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••• F•••••••• P••••••• • C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••• F•••••••• P••••••• • C•••••••••	Independent wealth	Jul 8, 2010	n/a	yes	GREENWOOD, IN	Current employment
W•••••• • R•••	Former SEC adviser	Dec 12, 2006	May 20, 2010	no	GREENWOOD, IN\|CHARLEROI, PA\|BLOOMINGTON, IN\|GREENWOOD, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	K••• F•••••••• P••••••• • C•••••••••	May 20, 2010	Jul 8, 2010	49	Firm change	Other
K••• F•••••••• P••••••• • C•••••••••	W•••••• • R•••	Apr 13, 2009	Dec 12, 2006

Relationships

Registered with (2)

→ K••• F•••••••• P••••••• • C•••••••••Registered adviserregistration: previous registration
Oct 17, 2003 to Apr 13, 2009factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Dec 12, 2006 to May 20, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aafec641-82ab-da44-1b4f-f1d5d296c139
First observed: Oct 17, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.