DFX Intelligence

T•••• E••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

T•••• E••••• S••••••

Advisor at I••••••••• I••••••••• S•••••••• I••

Wichita, KS | ALBERT LEA, MN

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Search this name across graphsid dfx:ria:ab0c3782-466b-ff29-ab3e-2773ed341320

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 10, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• I••••••••• S•••••••• I••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 7, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• I••••••••• S•••••••• I••	Mixed wealth	Jun 1, 2026	n/a	yes	ALBERT LEA, MN\|Wichita, KS	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Apr 29, 2016	Jun 4, 2026	no	Wichita, KS\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	I••••••••• I••••••••• S•••••••• I••	Jun 4, 2026	Jun 1, 2026	-3	Firm change	Other
S••••••••• A•••••• A•••••••• I•••	G••••• R••••••••• P••••••• L••	May 10, 2016	Apr 29, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
172011:107498:CA:2026-06-01	Jun 4, 2026	Jun 1, 2026	SAN RAFAEL, CA	Firm change
110518:172011:KS:2016-05-10	May 10, 2016	Apr 29, 2016	WICHITA, KS	Firm change

Relationships

Registered with (4)

→ I••••••••• I••••••••• S•••••••• I••Registered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Apr 29, 2016 to Jun 4, 2026factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 14, 2014 to May 10, 2016factForm ADV
→ E••••• J••••

Dated events

Occurred
Jun 4, 2026
Advisor changed firm
T•••• E••••• S•••••• left G••••• R••••••••• P••••••• L•• for I••••••••• I••••••••• S•••••••• I•• (registered 2026-06-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab0c3782-466b-ff29-ab3e-2773ed341320
First observed: May 10, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.