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C•••• M•••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

C•••• M•••••• C•••••••••

Advisor at B••••••• J•••• L••

San Francisco, CA | SEATTLE, WA

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Search this name across graphsid dfx:ria:ab122673-f573-d1ea-79da-8544cc87db5d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 16, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• J•••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• J•••• L••	Independent wealth	Mar 23, 2026	n/a	yes	San Francisco, CA\|SEATTLE, WA	Current employment
B••••••• J•••• L••	Independent wealth	Jan 11, 2017	Dec 31, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	B••••••• J•••• L••	Nov 16, 2007	Nov 25, 2008	375	Firm change	Other

Relationships

Registered with (2)

→ B••••••• J•••• L••Registered adviserregistration: previous registration
Jan 11, 2017 to Dec 31, 2025factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 16, 2001 to Nov 16, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab122673-f573-d1ea-79da-8544cc87db5d
First observed: Jul 16, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.