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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

MATTHEW DEAN WALDRON

Advisor at LPL FINANCIAL LLC

OAKFIELD, NY | WAKE FOREST, NC

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Search this name across graphsid dfx:ria:ab17d92b-a85d-9419-4e28-4c6f10cdd8c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 27, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 26, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Nov 26, 2013
First registration: Nov 27, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 6239342

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 12, 2026	n/a	yes	OAKFIELD, NY\|WAKE FOREST, NC	Current employment
BELPOINTE ASSET MANAGEMENT LLC	Independent wealth	May 22, 2019	Mar 12, 2026	no	RENO, NV\|WAKE FOREST, NC\|Wake Forest, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 27, 2015	Jun 6, 2019	no	RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC	Previous registration
MORGAN STANLEY	Wirehouse	Nov 27, 2013	Mar 11, 2015	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BELPOINTE ASSET MANAGEMENT LLC	LPL FINANCIAL LLC	Mar 12, 2026	Mar 12, 2026	0	Firm change	RIA to ibd
LPL FINANCIAL LLC	BELPOINTE ASSET MANAGEMENT LLC	Jun 6, 2019	May 22, 2019	-15	Firm change	RIA to RIA
MORGAN STANLEY	LPL FINANCIAL LLC	Mar 11, 2015	Feb 27, 2015	-12	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 27, 2015 to Jun 6, 2019factForm ADV
→ BELPOINTE ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
May 22, 2019 to Mar 12, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 27, 2013 to Mar 11, 2015factForm ADV

Dated events

Occurred
Mar 12, 2026
Advisor changed firm
Matthew Dean Waldron left Belpointe Asset Management Llc for Lpl Financial Llc (registered 2026-03-12)
Form ADVobserved 6 days ago