DFX Intelligence

L••••• W••••• • C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

L••••• W••••• • C••••••

L••••• W••••• MANAGEMENT, INC., CRD 106066

NEW YORK, NY

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Search this name across graphsid dfx:ria:ab1fdb50-a0ce-48bc-4252-464d76242860

Data as of Mar 26, 2012 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 1
Observed: Nov 14, 2011 to Mar 26, 2012
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L••••• W••••• • C••••••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $391M••• Locked
Discretionary RAUM: $391M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 12
Private funds

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L••••• W••••• G•••• T•••• • C••••••••• A••••••••• F•••	Hedge Fund	$190M	Mar 26, 2012	40	Mar 26, 2012	reported	021-93911
L••••• W••••• C••••••••• A••••••••• S••••••••• F••• L•	Hedge Fund	$58.0M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••• R•••••• C•••••	SECRETARY/TREASURER	C	yes	04/1993	Nov 14, 2011	Mar 26, 2012
W•••••• R•••••• C••••••	President	C	yes	04/1993	Nov 14, 2011	Mar 26, 2012

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L••••• W••••• S••••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 26, 2012	$391M	$391M	n/a	n/a	n/a	5	$317M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$391M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (5)

→ L••••• W••••• D••••••••• O••••••••• F••• L•Private fundHedge Fund, IA
Mar 26, 2012 to presentfactForm ADV
→ L••••• W••••• G•••• T•••• • C••••••••• A••••••••• F•••Private fundHedge Fund, IA
Mar 26, 2012 to presentfactForm ADV
→ L••••• W••••• M••••••• V••••••••• F••• L•Private fundHedge Fund, IA
Mar 26, 2012 to presentfactForm ADV
→ L••••• W••••• C••••••••• A••••••••• S••••••••• F••• L•

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab1fdb50-a0ce-48bc-4252-464d76242860
First observed: Nov 14, 2011
Last observed: Mar 26, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.