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RIA / WealthAdvisor18 years in industry

KIM PFEIFER IP

Advisor at MAI CAPITAL MANAGEMENT, LLC

RANCHO SANTA FE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab211814-9472-e39d-5f5a-ad9270250bce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Sep 3, 2008 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

KIM Pfeifer Ip

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAI CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 2, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 2, 2008
First registration: Sep 3, 2008
Dual registered: no
Other names: KIM ALICIA PFEIFER|KIM PFEIFER IP
IAPD individual key: 1768284

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAI CAPITAL MANAGEMENT, LLC	Independent wealth	Nov 12, 2025	n/a	yes	RANCHO SANTA FE, CA	Current employment
EVOKE ADVISORS	Independent wealth	Jun 4, 2019	Sep 4, 2026	no	RANCHO SANTA FE, CA\|LOS ANGELES, CA\|NEWPORT BEACH, CA	Previous registration
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Jan 7, 2013	Jun 4, 2019	no	SAN FRANCISCO, CA\|LOS ANGELES, CA\|San Diego, CA	Previous registration
LUMINOUS CAPITAL, LLC	Former SEC adviser	Sep 3, 2008	Feb 1, 2013	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EVOKE ADVISORS	MAI CAPITAL MANAGEMENT, LLC	Sep 4, 2026	Nov 12, 2025	-296	Bulk transfer	RIA to RIA
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	EVOKE ADVISORS	Jun 4, 2019	Jun 4, 2019	0	Firm change	Ibd to new firm
LUMINOUS CAPITAL, LLC	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Feb 1, 2013	Jan 7, 2013	-25	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108559:300856:CA:2019-06-04	Jun 4, 2019	Jun 4, 2019	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ MAI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 12, 2025 to presentfactForm ADV
→ EVOKE ADVISORSRegistered adviserregistration: previous registration
Jun 4, 2019 to Sep 4, 2026factForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jan 7, 2013 to Jun 4, 2019factForm ADV
→ LUMINOUS CAPITAL, LLCRegistered adviserregistration: previous registration
Sep 3, 2008 to Feb 1, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab211814-9472-e39d-5f5a-ad9270250bce
First observed: Sep 3, 2008
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KIM PFEIFER IP

Advisor at MAI CAPITAL MANAGEMENT, LLC

RANCHO SANTA FE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab211814-9472-e39d-5f5a-ad9270250bce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:06 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MAI CAPITAL MANAGEMENT, LLC

Independent wealth

Nov 12, 2025

n/a

yes

RANCHO SANTA FE, CA

Current employment

EVOKE ADVISORS

Independent wealth

Jun 4, 2019

Sep 4, 2026

RANCHO SANTA FE, CA|LOS ANGELES, CA|NEWPORT BEACH, CA

Previous registration

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Former SEC adviser

Jan 7, 2013

Jun 4, 2019

SAN FRANCISCO, CA|LOS ANGELES, CA|San Diego, CA

Previous registration

LUMINOUS CAPITAL, LLC

Former SEC adviser

Sep 3, 2008

Feb 1, 2013

LOS ANGELES, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

EVOKE ADVISORS

MAI CAPITAL MANAGEMENT, LLC

Sep 4, 2026

Nov 12, 2025

-296

Bulk transfer

RIA to RIA

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

EVOKE ADVISORS

Jun 4, 2019

Firm change

Ibd to new firm

LUMINOUS CAPITAL, LLC

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Feb 1, 2013

Jan 7, 2013

-25

Firm change

Other

Team

Left

Joined

From

Kind

108559:300856:CA:2019-06-04

Jun 4, 2019

SAN DIEGO, CA

Firm change