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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

DAVID MEEKS

Advisor at LPL ENTERPRISE, LLC

MERCER ISLAND, WA

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Search this name across graphsid dfx:ria:ab224f61-8c16-60bd-99ab-b4cd8ea0a7a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 3, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Nov 1, 2017
First registration: Nov 3, 2017
Dual registered: yes, broker-dealer
Other names: David Piotr Meeks
IAPD individual key: 6783691

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	May 5, 2025	n/a	yes	MERCER ISLAND, WA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Mar 19, 2025	no	PORTLAND, OR\|SHERWOOD, OR	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jul 2, 2019	Jun 29, 2023	no	PORTLAND, OR\|EUGENE, OR\|OREGON CITY, OR	Previous registration
EDWARD JONES	National bd RIA	Nov 3, 2017	Jun 12, 2018	no	West Linn, OR\|ST LOUIS, MO\|WEST LINN, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL ENTERPRISE, LLC	Mar 19, 2025	May 5, 2025	47	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
EDWARD JONES	CETERA ADVISOR NETWORKS LLC	Jun 12, 2018	Jul 2, 2019	385	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Mar 19, 2025factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jul 2, 2019 to Jun 29, 2023factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 3, 2017 to Jun 12, 2018factForm ADV

Dated events

Occurred
Mar 19, 2025
Advisor changed firm
David Meeks left Cetera Investment Advisers Llc for Lpl Enterprise, Llc (registered 2025-05-05)
Form ADVobserved 5 days ago