DFX Intelligence

N••••••• L•••• C••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

N••••••• L•••• C••••••• L•••

CRD 315975

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:ab22d14c-b050-08cc-193e-f5c6b609d5b7

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 7
On other graphs: 2
Observed: Jul 16, 2021 to Sep 16, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N••••••• L•••• C••••••• L•••

Private equity manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

N••••••• L•••• C••••••• L•••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $575M••• Locked
Discretionary RAUM: $575M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N••••••• L•••• C•••••• F••• V• L•••	Private Equity Fund	$275M	Sep 16, 2026	106	Sep 16, 2026	reported	021-565946
N••••••• L•••• C•••••• F••• I•• L•••	Private Equity Fund	$254M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••••• J•••• V••••••	MANAGING MEMBER	C	yes	03/2022	Jul 16, 2021	May 15, 2024
G••••••••• J•••• V••••••	LIMITED PARTNER	B	yes	03/2022	Jul 16, 2021	May 15, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••• A••• C••••••• L••	n/a	Former SEC adviser	$253M	N	yes	n/a
N••••••• Q•••• C•••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
N•••••• C•••••••• G•• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$575M	$321M	79.4%	$207M	40.6%	11	11	0	0

Relationships

Affiliated with (2)

→ S•••• A••• C••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← S•••• A••• C••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (7)

→ N••••••• L•••• C•••••• F••• V• L•••Private fundPrivate Equity Fund, IA
Sep 16, 2026 to presentfactForm ADV
→ N••••• C••••••••• L•••

Dated events

Occurred
Sep 16, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$343M
Occurred
Sep 16, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$28.7M
Occurred
Sep 16, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$275M
Occurred
Sep 16, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab22d14c-b050-08cc-193e-f5c6b609d5b7
First observed: Jul 16, 2021
Last observed: Sep 16, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.