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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

PATRICIA DOLORES SOTO

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Edgewood, MD

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Search this name across graphsid dfx:ria:ab35cb6b-756a-9c6d-b672-521747069503

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 26, 2001
First registration: Dec 10, 2004
Dual registered: yes, broker-dealer
Other names: TRISH SOTO
IAPD individual key: 4405588

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	May 3, 2021	n/a	yes	Edgewood, MD	Current employment
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Dec 15, 2015	Apr 12, 2021	no	FORT WORTH, TX\|Aberdeen, MD\|FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Sep 2, 2005	Dec 15, 2015	no	Belcamp, MD\|ABERDEEN, MD\|CAMP SPRINGS, MD\|Annapolis, MD\|CAMP SPRINGS, MD	Previous registration
FIRST COMMAND BANK	n/a	Dec 10, 2004	Sep 2, 2005	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST COMMAND ADVISORY SERVICES	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Apr 12, 2021	May 3, 2021	21	Firm change	Ibd to ibd
FIRST COMMAND FINANCIAL PLANNING, INC.	FIRST COMMAND ADVISORY SERVICES	Dec 15, 2015	Dec 15, 2015	0	Bulk transfer	Other
FIRST COMMAND BANK	FIRST COMMAND FINANCIAL PLANNING, INC.	Sep 2, 2005	Sep 2, 2005	0	Firm change	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
May 3, 2021 to presentfactForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 15, 2015 to Apr 12, 2021factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Sep 2, 2005 to Dec 15, 2015factForm ADV
→ FIRST COMMAND BANKRegistered adviserregistration: previous registration
Dec 10, 2004 to Sep 2, 2005factForm ADV

Dated events

No dated event names this entity yet.