DFX Intelligence

B•••• M• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

B•••• M• S••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

MORTON, IL

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Search this name across graphsid dfx:ria:ab410699-def5-8099-6639-5ffe7e0ba14f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 19, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 7, 2010	n/a	yes	MORTON, IL	Current employment
P•••••••• A••••••• S•••••••	n/a	Aug 28, 2009	Dec 31, 2010	no	MORTON, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• A••••••• S•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 31, 2010	Oct 7, 2010	-85	Firm change after gap	Other
M••••• S•••••• C•••••••••	P•••••••• A••••••• S•••••••	Aug 21, 2009	Aug 28, 2009

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 7, 2010 to presentfactForm ADV
→ P•••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Aug 28, 2009 to Dec 31, 2010factForm ADV
→ M••••• S•••••• C•••••••••Registered adviserregistration: previous registration
Sep 8, 2008 to Aug 21, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab410699-def5-8099-6639-5ffe7e0ba14f
First observed: Sep 8, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.