DFX Intelligence

J•••• R••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

J•••• R••• W••••••

Advisor at S••••• W••••• A•••••••• I•••

Wesley Chapel, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab607223-120a-7293-76b1-fbb2d508858a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 9, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	May 13, 2026	n/a	yes	Wesley Chapel, FL	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	Feb 2, 2022	May 7, 2026	no	CHARLOTTE, NC\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	S••••• W••••• A•••••••• I•••	May 7, 2026	May 13, 2026	6	Firm change	Other
W•••• F•••• A•••••••	V••••••• A•••••••• I•••	Nov 24, 2021	Feb 2, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:106715:NC:2021-11-11	Nov 24, 2021	Feb 2, 2022	CHARLOTTE, NC	Firm change

Relationships

Registered with (7)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 2, 2022 to May 7, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 6, 2020 to Nov 24, 2021factForm ADV
→ A••••• A•• P••••••• S•••••••

Dated events

Occurred
May 7, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab607223-120a-7293-76b1-fbb2d508858a
First observed: Nov 18, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.