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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

BRYAN THOMAS CASSELLS

Advisor at OSAIC WEALTH, INC.

CHARLOTTE, NC | GASTONIA, NC | JACKSONVILLE, NC

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Search this name across graphsid dfx:ria:ab6511ea-9707-9ab7-8a38-6142e3120918

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 4
Exams: S63|S66
First exam: Jun 2, 2003
First registration: Apr 8, 2004
Dual registered: yes, broker-dealer
Other names: BRYAN T. CASSELLS
IAPD individual key: 4202016

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	GASTONIA, NC\|CHARLOTTE, NC\|JACKSONVILLE, NC	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Jan 19, 2024	no	CHARLOTTE, NC\|KINGS MOUNTAIN, NC\|JACKSONVILLE, NC	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Dec 2, 2016	Mar 1, 2019	no	CHARLOTTE, NC\|MINNEAPOLIS, MN	Previous registration
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Former SEC adviser	Dec 11, 2009	Nov 30, 2016	no	CHARLOTTE, NC\|MIAMI, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 19, 2009	no	CHARLOTTE, NC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Jun 1, 2009	no	CHARLOTTE, NC\|CHARLOTTE, NC\|NEW YORK, NY\|CHARLOTTE, NC	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Dec 3, 2004	Feb 21, 2006	no	CHARLOTTE, NC	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 8, 2004	Dec 6, 2004	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	QUESTAR ASSET MANAGEMENT, INC.	Nov 30, 2016	Dec 2, 2016	2	Firm change	Other
MORGAN STANLEY	CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Dec 19, 2009	Dec 11, 2009	-8	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	LEGG MASON WOOD WALKER, INCORPORATED	Dec 6, 2004	Dec 3, 2004	-3	Firm change	Other

Relationships

Registered with (8)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Jan 19, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 2, 2016 to Mar 1, 2019factForm ADV
→ CAPITAL GUARDIAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 11, 2009 to Nov 30, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 19, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Jun 1, 2009factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Dec 3, 2004 to Feb 21, 2006factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 8, 2004 to Dec 6, 2004factForm ADV

Dated events

No dated event names this entity yet.