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CRD 116165
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PAUL NORMAN TICE | n/a | ST. LOUIS, MO | 23 | 38 | n/a | yes |
| ROBERT PAUL ENSOR | Chartered Financial Analyst | ST. LOUIS, MO | 12 | 19 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ARGOS FUND, LLC | Other Private Fund | $444M | Apr 17, 2026 | 68 | Mar 29, 2019 | reported | 021-326461 |
| ARGOS FUND II, LLC | n/a | $211M | Apr 17, 2026 | 30 | Apr 17, 2026 | reported | n/a |
| SPC FAMILY OFFICE FUND II, LLC | Other Private Fund | $13.3M | Apr 17, 2026 | 25 | Mar 26, 2020 | reported | n/a |
| SPC CO-INVEST FUND III, LLC | Other Private Fund | $12.1M | Apr 17, 2026 | 23 | Mar 30, 2023 | reported | 021-448517 |
| ARGOS OPPORTUNITY FUND 19, LLC | Other Private Fund | $9.8M | Apr 17, 2026 | 24 | Mar 29, 2019 | reported | 021-326473 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BLACK SWAN INVESTMENTS LLC | Owner | C | yes | 12/2011 | Apr 17, 2026 | Apr 17, 2026 |
| ENSOR, ROBERT, PAUL | MANAGING DIRECTOR, INVESTMENT MANAGEMENT | Na | yes | 09/2008 | Apr 17, 2026 | Apr 17, 2026 |
| Rarick, Wesley, Michael | MANAGING DIRECTOR, PRIVATE EQUITY | Na | yes | 08/2018 | Apr 17, 2026 | Apr 17, 2026 |
| TICE, PAUL, NORMAN | CHIEF COMPLIANCE OFFICER & MANAGING PARTNER | Na | yes | 04/2000 | Apr 17, 2026 | Apr 17, 2026 |
| CTG LEGACY TRUST COMPANY, LLC | Trustee | F | yes | 03/2020 | Mar 29, 2024 | May 3, 2024 |
| HELEN K WETTERAU 1999 IRREVOCABLE TRUST NO. 3 | LIMITED PARTNER | C | yes | 11/1999 | Mar 22, 2012 | May 3, 2024 |
| HELEN K. WETTERAU 2014 IRREVOCABLE TRUST NO. 2 DATED APRIL 8, 2014 | LIMITED PARTNER | C | yes | 04/2014 | Mar 30, 2015 | May 3, 2024 |
| HELEN K. WETTERAU 2020 IRREVOCABLE TRUST NO. 1 DATED MARCH 12, 2020 | LIMITED PARTNER | C | yes | 10/2014 | Mar 29, 2024 | May 3, 2024 |
| Kuehnle, Angeline, Marie | Member | C | yes | 01/2008 | Mar 29, 2024 | May 3, 2024 |
| KUEHNLE, RICHARD, TIMOTHY | Manager | C | yes | 01/2008 | Mar 22, 2012 | May 3, 2024 |
| NANCY PARKER TICE REVOCABLE TRUST | Member | E | yes | 12/2007 | May 25, 2016 | May 3, 2024 |
| SCOULAR, ROBERT, FRANK | Trustee | F | yes | 12/2011 | Mar 22, 2012 | May 3, 2024 |
| TICE, NANCY, PARKER | Trustee | F | yes | 10/2000 | May 25, 2016 | May 3, 2024 |
| TICE, PAUL, NORMAN | Manager | F | yes | 12/2007 | Mar 22, 2012 | May 3, 2024 |
| VOGEL, PAUL, LEROY | Trustee | F | yes | 11/1999 | Mar 22, 2012 | May 3, 2024 |
| W5 FAMILY TRUST COMPANY, LLC | Trustee | F | yes | 03/2020 | Mar 29, 2024 | May 3, 2024 |
| WILLIAM F. HOLEKAMP IRREVOCABLE TRUST OF 2019 | GENERAL PARTNER | E | yes | 05/2023 | Mar 29, 2024 | May 3, 2024 |
| HC ARGOS HOLDINGS, LLC | Owner | B | no | 05/2023 | Apr 17, 2026 | Apr 17, 2026 |
| KUEHNLE INVESTMENTS LLC | Owner | B | no | 12/2011 | Apr 17, 2026 | Apr 17, 2026 |
| WETTERAU VENTURES, LP | Owner | B | no | 12/2011 | Apr 17, 2026 | Apr 17, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 17, 2026 | $2.6B | $690M | 15 | 15 | 0 | 5 | n/a |
| 2024 | Mar 30, 2025 | $2.6B | $679M | 13 | 13 | 0 | 5 | n/a |
| 2023 | Mar 29, 2024 | $1.6B | $552M | 14 | 14 | 0 | 4 | $552M |
| 2022 | Mar 30, 2023 | $1.5B | $413M | 17 | 17 | 0 | 4 | $413M |
| 2021 | Mar 30, 2022 | $1.3B | $298M | 13 | 13 | 0 | 3 | $298M |
| 2020 | Mar 23, 2021 | $1.3B | $203M | 9 | 9 | 0 | 3 | $204M |
| 2019 | Mar 26, 2020 | $924M | $126M | 8 | 8 | 0 | 3 | $126M |
| 2018 | Mar 29, 2019 | $748M | $13.7M | 8 | 8 | 0 | 2 | $13.0M |
| 2017 | Jan 31, 2018 | $728M | $1.1M | 6 | 6 | 0 | n/a | n/a |
| 2016 | Mar 2, 2017 | $672M | $870,699 | 6 | 6 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $717M | $178,298 | 4 | 2 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $582M | $337,524 | 4 | 2 | n/a | n/a | n/a |
| 2013 | Mar 25, 2014 | $512M | $743,847 | 3 | 2 | n/a | n/a | n/a |
| 2012 | Mar 13, 2013 | $450M | $435,366 | 3 | 2 | n/a | n/a | n/a |
| 2011 | Mar 22, 2012 | $421M | $0 | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.6B | $2.6B | -1.1% | $1.5B | 20.2% | 15 | 13 | 0 | 0 |