DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••••••••• F•••••••• A•••••••
COLUMBIA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••••• F•••••••• A••••••• | Independent wealth | Dec 18, 2019 | n/a | yes | COLUMBIA, MD | Current employment |
| L•••••••• W••••• M••••••••• I••• | Former SEC adviser | Jun 20, 2005 | Nov 16, 2006 | no | L••••••••, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•••••••• W••••• M••••••••• I••• | B••••••••• F•••••••• A••••••• | Nov 16, 2006 | Dec 18, 2019 | 4,780 | Firm change after gap | Other |
| L••••••••• W••••• M••••••••• L•• | L•••••••• W••••• M••••••••• I••• | Nov 22, 2005 | Jun 20, 2005 |
| L••••••••• W••••• M••••••••• L•• | n/a | Oct 26, 2004 | Nov 22, 2005 | no | L••••••••, MA | Previous registration |
| L•••••••• A••••••• | n/a | Jul 19, 2000 | Dec 31, 2004 | no | L••••••••, MA | Previous registration |
| -155 |
| Firm change after gap |
| Other |
| L•••••••• A••••••• | L••••••••• W••••• M••••••••• L•• | Dec 31, 2004 | Oct 26, 2004 | -66 | Firm change after gap | Other |