DFX Intelligence

K••••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)26 years in industry

K••••••• R••••

Advisor at S••••• W••••• A•••••••• I•••

Boston, MA

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Search this name across graphsid dfx:ria:ab6bf56c-0bc6-a819-b143-e724bf3a62a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Apr 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Apr 30, 2025	n/a	yes	Boston, MA	Current employment
F••••• I••••••••• I•••	Independent wealth	Aug 18, 2020	Mar 10, 2025	no	NORWOOD, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I••••••••• I•••	S••••• W••••• A•••••••• I•••	Mar 10, 2025	Apr 30, 2025	51	Firm change	Other
S•••••••• A••••••• L••	F••••• I••••••••• I•••	Apr 2, 2020	Aug 18, 2020

Relationships

Registered with (3)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 30, 2025 to presentfactForm ADV
→ F••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 18, 2020 to Mar 10, 2025factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 20, 2006 to Apr 2, 2020factForm ADV

Dated events

Occurred
Mar 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab6bf56c-0bc6-a819-b143-e724bf3a62a6
First observed: Dec 20, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.